Insights
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Veteran Day Pitney corporate compliance attorney James Bowers has written "DOJ and SEC Make Risk Assessment the Key to Compliance Effectiveness" for the Jan. 3, 2013, issue of Corporate Compliance Insights. The article outlines the steps companies need to take to ensure adherence to new enforcement guidelines issued by the Department of Justice and the Securities and Exchange Commission concerning the Foreign Corrupt Practices Act. The article lists effective compliance programs, compliance risk identification and assessment, regulatory environmental scans, gap analysis, and organizational assessment as crucial moves to avoid fines that have been "moving into the stratosphere." It also recommends "senior management set the right tone-at-the-top to ensure employee buy-in and ultimately good compliance behavior."
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This website may use cookies, pixel tags and other passive tracking technologies, including Google Analytics, to improve functionality and performance. For more information, see our Privacy Policy. By using our website, you are consenting to our use of these tracking technologies. You can alter the configuration of your browser to refuse to accept cookies, but if you do so, it is possible that some areas of web sites that use cookies will not function properly when you view them. To learn more about how to delete and manage cookies, refer to the support instructions for each browser (e.g., see AllAboutCookies.org). You may locate Google Analytics' currently available opt-outs for the web here.
