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In July, Eliza Fromberg was quoted in an article, “Mock Exams: Find Deficiencies Before the SEC Does,” in ACA Insight. Fromberg discusses best practices for conducting mock SEC examinations, and advises firms to be sure to fix problems before real examiners discover compliance issues.
White Collar attorneys John Vukelj, Sarah Krissoff and Gregory R. Bruno authored an article for the New York Law Journal titled, "Stock Trading Plan Rule Amendments Augur Changes to Securities Fraud Litigation."
Day Pitney Alert
Judge Christopher Droney (ret.) and Matthew Austin co-authored the article, "The Investigation and Enforcement Landscape Under the Garland Department of Justice," for the New York Law Journal.
Judge Christopher Droney presented a webinar, "Perspectives on Practicing in the Age of COVID-19" for the Holy Cross Lawyers Association (HCLA).
Day Pitney Counsel Steven Cash will serve as featured panelist for the webinar "Decisional Advantage and Intelligence."
New York partner Eliza Sporn Fromberg was featured in a Law360 article discussing the potential impact of the SEC's first enforcement action on crowdfunding portals.
Day Pitney Press Release
Washington Legal Foundation quotes Day Pitney's White Collar Roundup in its recent article, "SEC Takes a Crack at Expanding Misappropriation Theory to 'Shadow' Insider Trading."
Day Pitney Press Release
Stan Twardy was quoted in the New York Times article, "Top Aid in Review of Russia Inquiry Resigns From Justice Dept."
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